Month: September 2026

SEC Eyes Pre-IPO Share Sales as Private-Market Retail Access Expands

During a time of several highly anticipated IPOs of high-profile private companies, the US Securities and Exchange Commission (SEC) continued to file enforcement actions against investment vehicles and related individuals in connection with the offer and sale of pre-IPO securities. Pre-IPO securities provide investors with an opportunity to invest in a […]

Tejal Shah and Bingxin Wu / September 2, 2026

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Month: September 2026

SEC Eyes Pre-IPO Share Sales as Private-Market Retail Access Expands